Disclosures

By accessing the Maccabees Securities LLC (“Maccabees,” “we,” “our,” or “the Firm”) website, you agree to the following terms and conditions. If you do not agree to these terms, you are not permitted to use this site.

The contents of this website are protected by copyright and are the property of Maccabees Securities LLC. Any rights not expressly granted herein are reserved. Reproduction, transfer, distribution, or storage of part or all of the contents in any form without the prior written permission of Maccabees is prohibited, except that Maccabees consents to you browsing this website on your computer and printing copies of extracts from these pages for your personal, non-commercial use only — and not for redistribution — unless consented to in writing by Maccabees.

Individual documents or pages on this website may be subject to additional terms as indicated in those documents. The use of press releases and other documents classified as public is permitted in public communications provided the source is clearly stated.

Maccabees reserves the right to revise these terms or withdraw access to this website at any time and without notice. Continued use of the site following any revision constitutes your acceptance of the revised terms.

Nothing on this website constitutes or should be construed as an offer to sell, or a solicitation of an offer to buy, any security or investment product in any jurisdiction. The information contained herein is provided for general informational purposes only and does not constitute investment advice, legal advice, tax advice, or any other form of professional advice.

Any securities transactions conducted by Maccabees are affected only pursuant to applicable securities laws and regulations, through appropriate offering documents and agreements, and solely with persons or entities that meet applicable legal and regulatory eligibility requirements. Securities offered through Maccabees may not be registered under the Securities Act of 1933, as amended, or applicable state securities laws, and may be offered only pursuant to applicable exemptions therefrom.

Past performance of any investment is not a guarantee of future results. All investments involve risk, including the possible loss of principal.

Maccabees Securities LLC (CRD# 340041; SEC# 8-71469) is a registered broker-dealer with the U.S. Securities and Exchange Commission (SEC) and a member of the Financial Industry Regulatory Authority (FINRA). Maccabees is registered in 36 U.S. states and territories.

Maccabees is subject to oversight by FINRA, the SEC, and SIPC. Background information about Maccabees and its registered personnel is available through FINRA’s BrokerCheck program at brokercheck.finra.org or by calling FINRA’s BrokerCheck Hotline at (800) 289-9999. Maccabees does not hold or maintain customer funds or securities and does not operate customer brokerage accounts.

Maccabees maintains a Business Continuity Plan (“BCP”) designed to enable the Firm to continue or resume business operations as quickly as reasonably practicable in the event of an emergency or significant business disruption. The Firm’s BCP disclosure statement, provided pursuant to FINRA Rule 4370, describes how the Firm plans to respond to disruptions of varying scope and severity.

The Firm’s Form CRS (Customer Relationship Summary) summarizes the services Maccabees provides, the fees and costs that apply, the Firm’s legal obligations and conflicts of interest, and how to research the Firm and its financial professionals. Maccabees is an institutional and issuer-facing broker-dealer and does not offer services to retail investors.

This website may contain forward-looking statements within the meaning of the federal securities laws. Such statements are based on current expectations and assumptions and involve known and unknown risks and uncertainties that could cause actual results, performance, or events to differ materially from those expressed or implied in such statements. Forward-looking statements are not guarantees of future performance and should not be relied upon as such.

Maccabees undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise.

Maccabees does not warrant that this website will be uninterrupted, error-free, or free of viruses or other harmful components. The information on this website is provided on an “as is” and “as available” basis without warranty of any kind.

NO WARRANTY OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO WARRANTIES OF TITLE, NON-INFRINGEMENT, MERCHANTABILITY, OR FITNESS FOR A PARTICULAR PURPOSE, IS MADE IN RELATION TO THE AVAILABILITY, ACCURACY, RELIABILITY, OR CONTENT OF THIS WEBSITE. MACCABEES SECURITIES LLC SHALL NOT BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, SPECIAL, OR CONSEQUENTIAL DAMAGES, LOST PROFITS, OR FOR BUSINESS INTERRUPTION ARISING OUT OF THE USE OF OR INABILITY TO USE THIS WEBSITE, EVEN IF MACCABEES HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. SOME JURISDICTIONS DO NOT ALLOW THE EXCLUSION OF CERTAIN WARRANTIES OR LIMITATIONS OF LIABILITY, SO THE ABOVE LIMITATIONS OR EXCLUSIONS MAY NOT APPLY TO YOU. IN SUCH CASE, THE LIABILITY OF MACCABEES SECURITIES LLC WILL BE LIMITED TO THE GREATEST EXTENT PERMITTED BY APPLICABLE LAW.

Any information obtained from or through this website should be independently verified before being relied upon for any purpose.

For convenience, this website may include links to websites owned or operated by third parties, including regulatory agencies, industry organizations, and business partners. By following any such link, you agree to review and comply with that site’s terms of use before using it. You acknowledge that Maccabees has no control over the content of third-party sites and cannot assume any responsibility for material created or published by such sites.

A link to a third-party website does not constitute or imply endorsement by Maccabees of that site, its content, or any products or services referenced therein. Maccabees is not responsible for the privacy practices or the content of any linked external websites.

By submitting any material to Maccabees — whether by email, through this website, or by any other means — you agree that: (a) the material will not contain any item that is unlawful or otherwise unfit for publication; (b) you will use reasonable efforts to scan and remove any viruses or other contaminating or destructive features before submitting any material; and (c) you own or have obtained all necessary rights to the material submitted and that its submission to Maccabees does not violate any applicable law or the rights of any third party.

Unsolicited submissions of business plans, investment proposals, or similar materials are not accepted. Any such materials received will be disregarded and will not be treated as confidential.

Maccabees is engaged in investment banking, private placements, M&A advisory, and securities trading activities, many of which involve the receipt and use of material nonpublic information. Maccabees maintains robust information barriers and confidentiality procedures to protect client confidences and to comply with applicable law. Nothing on this website should be construed as an invitation to share, or as authorization to transmit, any confidential, proprietary, or material nonpublic information to Maccabees through this site.

If you are a client or counterparty wishing to share confidential information with Maccabees, please contact us directly to establish appropriate confidentiality protections prior to any such disclosure.

These terms of use and any dispute arising out of your use of this website shall be governed by and construed in accordance with the laws of the State of California, without regard to its conflict of law principles. Any legal action or proceeding arising under these terms shall be brought exclusively in the federal or state courts located in San Francisco, California, and you hereby consent to the personal jurisdiction and venue of such courts.

If any provision of these terms is found to be invalid or unenforceable, the remaining provisions shall continue in full force and effect.

Questions regarding these terms of use or other legal matters should be directed to:

Maccabees Securities LLC
365 Toni Stone Crossing, Suite 206
San Francisco, CA 94158
compliance@themaccabees.com
Telephone: (510) 214-6756